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Workforce Investment Act Title I-B
Washington State Policies

SECTION C:
General Administration
Grantees,
subrecipients, and contractors funded under the Workforce Investment Act
(WIA), whether in whole or in part, must abide by the Workforce Investment
Act of 1998, the WIA Regulations, all applicable Office of Management and
Budget (OMB) Circulars, state regulations in laws and rules (Revised Code
of Washington and Washington Administrative Code), Office of Financial
Management (OFM) policies, and the Washington State WIA policies.
EFFECTIVE DATE:
WIA POLICY NUMBER:
SUBJECT: |
November 20, 2002
3445, Revised Final
Equal Opportunity and Nondiscrimination
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BACKGROUND | POLICY | REFERENCES
SUPERSEDES
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BACKGROUND
All recipients under WIA Title I are
responsible for assuring Equal Opportunity (EO) in programs and activities
funded under the Workforce Investment Act (WIA) of 1998. This
responsibility includes compliance with all equal opportunity requirements
and implementation of policies in the administration and operation of
programs and activities, including employment in the administration,
operation of programs, and participation in programs and activities.
Equal Opportunity Compliance Standards
All recipients under WIA Title I are
directly responsible for compliance with:
- Applicable Equal Opportunity and
Nondiscrimination mandates.
- Federal laws and regulations,
guidelines, and directives.
- State laws and executive orders,
regulations, and guidelines.
- Local laws and ordinances related to
Equal Opportunity and nondiscrimination in employment, training, and
services.
- Policies and procedures, administrative
directives, and the Washington State’s Methods of Administration
(MOA) as applicable, implemented for WIA Title I by the Employment
Security Department (ESD), and
- Terms and conditions of contracts and
agreements established by the ESD.
POLICY
The state of Washington is committed to
providing access to all individuals with respect to the delivery of
programs and services associated with WIA Title I, which was implemented
on July 1, 2000.
The following requirements are taken from
Section 188 of Title I, which contains the statute’s equal opportunity
and non-discrimination provisions (29 CFR Part 37).
A recipient must provide initial, and
continuing, notice that it does not discriminate on any prohibited ground.
The following wording should be contained in the posters and written EO
policy statement.
- Equal Opportunity is the Law
" It is against the
law for this recipient of Federal financial assistance to discriminate
on the following basis:
Against any individual in the United
States, on the basis of race, color, religion, sex, national origin,
age, disability, political affiliation or belief; and
Against any beneficiary of programs
financially assisted under Title I of the Workforce Investment Act of
1998 (WIA), on the basis of the beneficiary’s citizenship/status as a
lawfully admitted immigrant authorized to work in the United States, or
his or her participation in any WIA Title I-financially assisted program
or activity.
The recipient must not discriminate in
any of the following areas:
Deciding who will be admitted, or have
access, to any WIA Title I-financially assisted program or activity;
providing opportunities in, or treating any person with regard to, such
a program or activity; or making employment decisions in the
administration of, or in connection with, such a program activity.
If you think that you have been subjected
to discrimination under a WIA Title I-financially assisted program or
activity, you may file a complaint within 180 days from the date of the
alleged violation with either: the recipient’s Equal Opportunity
Office (or person whom the recipient has designated for this purpose);
or the Director, Civil Rights Center (CRC), U.S. Department of Labor,
200 Constitution Avenue NW, Room N-4123, Washington, DC 20210.
If you file your complaint with the
recipient, you must wait either until the recipient issues a written
Notice of Final Action, or until 90 days have passed (whichever is
sooner), before filing with the Civil Rights Center (see address above).
If the recipient does not give you a
written Notice of Final Action within 90 days of the day on which you
filed your complaint, you do not have to wait for the recipient to issue
that Notice before filing a complaint with CRC. However, you must file
your CRC complaint within 30 days of the 90-day deadline (in other
words, within 120 days after the day on which you filed your complaint
with the recipient).
If the recipient does give you a written
Notice of Final Action on your complaint, but you are dissatisfied with
the decision or resolution, you may file a complaint with CRC. You must
file your CRC complaint within 30 days of the date on which you received
the Notice of Final Action."
This information will be posted in all
facilities.
To demonstrate compliance, every reasonable
action shall be taken to assure that members of protected groups are given
maximum opportunity as:
- Applicants and participants of
employment and training services provided by the Act.
- Members of councils and boards formed in
conjunction with the Act.
- Applicants for employment and employees
in the administration and operation of programs
and activities funded by the Act.
- Recipients of procurement contracts for
purchase of goods and services.
- Minimum Requirements for Implementing
Equal Opportunity and Nondiscrimination:
In conjunction with the requirements of
applicable mandates, an EO program will be implemented which includes
the following components:
- Local Equal Opportunity
Officer/Coordinator
All recipients will designate an EO
Officer/Coordinator who is responsible for equal opportunity in
the administration and operation of WIA Title I.
The job duties of the local WDC EO
Officer/Coordinator will in part, include:
- Coordinating responsibilities
under 29 CFR Part 37;
- Liaison with State/ESD EO Officer
and or/designee and CRC;
- EO monitoring and investigations;
coordinating with State EO
Officer/designee regarding mediation
and investigation;
- Reporting EO matters directly to
top officials;
- Ensuring implementation of the EO
Methods of Administration
(MOA) requirements, e.g. training staff, participating in
mediation; and
- Mandatory participation in
on-going training.
- At least annually, the WDCs will
disseminate the EO policy statement to the
public and other community organizations,
including those who are advocates for the hearing or vision impaired, as
well as to unions and professional organizations holding collective
bargaining or professional agreements with the recipients.
- All brochures or publications
distributed to applicants, registrants, eligible
applicants/registrants, participants, applicants for employment,
employees and employers or the general public will include a
statement (also known as an "EO Tagline") which states, "WorkSource
Washington (name of recipient) is an equal opportunity employer and
provider of employment and training services. Auxiliary
aids and services are available upon request to persons with
disabilities." If a phone number is noted, a TDD number must
also be provided.
- If a TDD phone is not available, you
may use the services of the Washington
State Telecommunications Relay Services. The
hearing-impaired person can call 1-800-833-6388.
- Where a significant number of the
eligible population needs information in a language other than
English to be effectively informed of the program, materials will be
translated and available. At a minimum, this will include the EO
Policy and the EO Complaint Processing Procedures. Considering the
reasonableness of the situation (size of program, number of people
effected), other program materials and information/services will
also be translated to other languages. When a less than significant
cumber of people is affected or requirement for written translation
is not reasonable, interpreters can be used to communicate with
applicants and participants.
- A review of all policies, procedures,
and practices will be conducted to identify their effect on members
of protected groups. Where appropriate, policies, procedures, and
practices will be modified to eliminate any potential adverse effect
on protected groups. In addition, if policies, practices, or
procedures have resulted in discrimination, corrective action will
be taken to correct the effects of past discrimination.
- Ensure adherence to
EO/nondiscrimination requirements and program and architectural
accessibility for individuals with disabilities.
- Ensure that each application for
financial assistance under Title I of WIA include the following EO
assurance language (29 CFR Part 37.20(a):
"As a
condition to the award of financial assistance from the Department
of Labor under Title I of WIA, the grant applicant assures that it
will comply fully with the nondiscrimination and equal opportunity
provisions of the following laws:
Section 188 of the
Workforce Investment Act of 1998 (WIA)Title I, which prohibits
discrimination against all individuals in the United States on the
basis of race, color religion, sex, national origin, age,
disability, political affiliation or belief, and against
beneficiaries on the basis of either citizenship/status as a
lawfully admitted immigrant authorized to work in the United
States or participation in any WIA Title I-financially assisted
program or activity;
- Title VI of the Civil Rights Act
of 1964, as amended, which prohibits discrimination on the bases
of race, color and national origin;
- Section 504 of the Rehabilitation
Act of 1973, as amended, which prohibits discrimination against
qualified individuals with disabilities;
- The Age Discrimination Act of
1975, as amended, which prohibits discrimination on the basis of
age; and
- Title IX of the Education
Amendments of 1972, as amended, which prohibits discrimination
on the basis of sex in education programs.
The grant applicant
also assures that it will comply with 29 CFR Part 37 and all other
regulations implementing the laws listed above. The assurance
applies to the grant applicant’s operation of the WIA Title
I-financially assisted program and activity, and to all agreements
the grant application makes to carry out the WIA Title
I-financially assisted program or activity. The grant applicant
understands that the United States has the right to seek judicial
enforcement of this assurance."
- Compliance Monitoring
Programs, services and activities will
be monitored by the State/ESD EO Officer and local WDC EO Officers to
assure nondiscrimination with respect to staffing, contracting, and
program participation.
ESD will collect EO data for all WIA Title I
financially assisted programs to include records on applicants,
registrants, eligible applicants/registrants, participants, terminees,
employees, and applicants for employment; by race/ethnicity, sex, age,
and where known, disability status of every applicant, registrants,
eligible applicant/registrants, participants, terminee, applicant for
employment, and employee. This data is
provided by individuals on a voluntary basis.
Complaint logs must be maintained with
information regarding the basis of the alleged discrimination, e.g.
race, color, religion, sex, national origin, age, disability,
political affiliation or belief, citizenship, and/or participation in
a WIA Title I financially assisted program or activity. Refer to WIA
Policy # 3450 – Equal Opportunity Complaint Processing Policy and
Procedures.
D. Corrective Action and Sanctions
Recipients will apply corrective
actions or sanctions, as necessary, when violations of WIA Title I,
Section 188 or 29 CFR Part 37 are found. Corrective actions are
designed to completely address each violation. Timeframes will be
established as necessary that set the minimum time necessary to
completely redress the violation. Follow-up monitoring will occur to
ensure that commitments to take corrective and remedial actions are
fulfilled. Local areas and other recipients are required to establish
policies and procedures for obtaining prompt corrective action, or as
required, applications of sanctions when a training provider or other
recipient is not in compliance with the nondiscrimination and equal
opportunity provisions of the WIA Title I, related regulatory
requirements, and applicable state and local policies.
Corrective Action would be indicated in
the following circumstances:
- The assessment of the circumstances
surrounding a complaint and/or grievance, and/or the use of desk
audits, on-site review, investigation, or other fact-finding tools
in conjunction with the assessment process, reveals barriers to
equal opportunity or access.
- A local WDC EO Officer of the
State/ESD EO Officer’s periodic monitoring identifies a technical
deficiency, a failure to follow through on written assurance, a
barrier to universal access to or disparate impact in programs or
services. In addition, deficiencies may be identified during a
monitoring review.
- A WIA Title I recipient refuses to
implement voluntary corrective action, submit requested data or
documentation, or provide access to premises or records during a
compliance review.
When the need for corrective action is
identified by the local EO Officer, s/he will be expected to recommend
to the WDC voluntary correction action(s) and a reasonable minimum
timeframe to completely correct each situation for which corrective
action is recommended. S/he will notify the State/ESD EO Officer of
the situations(s) discovered, the corrective action(s) being
implemented, and the timeframe(s) for completion of each.
Corrective actions should be completed
within 45 days from the date of initial notification of the violation.
Sanctions will be considered a last
resort. The Employment Security Department Commissioner may secure
voluntary compliance with the recipient through a written assurance
and/or conciliation agreement. Technical assistance, clarification,
and reasonable corrective action opportunities will be offered first,
depending on the circumstances. The precise nature of the sanction
will be determined by the deliberateness, seriousness, and/or
frequency of the violation. In situations where sanctions are applied,
the grantee will be notified and will be provided with an opportunity
to respond.
Sanctions which may be imposed by the
state upon grantees include, but are not limited to:
- Reduction in funding
- Restriction from bidding on
competitive or discretionary funds
- Disallowance of costs associated with
the particular violation or deficiency
- Termination of future funding
REFERENCES
Programs and activities funded or otherwise
financially assisted in whole or in part under the Workforce Investment
Act (WIA), Title I of 1998 are subject to federal Equal Opportunity (EO)
laws and regulations and other federal laws that impact the operations of
the State and local level WIA, Title I programs. These laws and
regulations include, but are not limited to the following:
- P.L. 105-220, Workforce Investment Act,
Section 188 of WIA, Title I of 1998;
- Federal Regulations at 29 CFR Part 37,
"Implementation of the Nondiscrimination Provisions of the
Workforce Investment Act" (issued November 12, 1999); This rule
does not add significantly to the responsibilities of WIA Title I
recipients. Rather, this generally codifies and consolidates
requirements to which WIA Title I recipients are subject under Section
188 of the Act;
- Title VI of the Civil Rights of 1964, as
amended (P.L.88-352) and regulations established by DOL (29 CFR Part
31);
- Title VI of the Civil Rights Act as
amended by the Equal Opportunity Act (P.L.92-261) and the Pregnancy
Discrimination Act (P.O.95-555), and the guidelines established by the
Equal employment Opportunity Commission (EEOC) including
- "Guidelines on Sexual Harassment
in the Workplace" (29 CFR Part 1604);
- "Guidelines on Discrimination on
the Basis of Religion" (29 CFR Part 1605);
- "Guidelines on Discrimination on
the Basis of National Origin" (29 CFR Part 1606);
- "Guidelines of Employee Selection
Procedures" (29 CFR Part 1607);
- Non-discrimination on the Basis of Age
in programs receiving federal assistance (45 CFR, Part 90);
- The Rehabilitation Act of 1973 as
amended (P.L.92-112) and regulations established by DOL (29 CFR Part
32);
- The Age Discrimination (P.L. 94-135)
and, in the absence of DOL regulations, regulations established by
the Department of Health, Education and Welfare (HEW) (45 CFR, Part
90);
- The Age Discrimination in Employment
Act of 1967, as amended (P.L. 95-256) and regulations established by
the EEOC (29 CFR, Parts 1625 and 1627);
- Title IX of Education Amendments of
1972, as amended (Title IX)(20 U.S.C. 1681); (P.L.88-38) and
regulations established by DOL (29 CFR, Part 800); and
- American with Disabilities Act of
1990, as amended (P.L.101-336).
Other Federal laws, regulations,
guidelines, and directives may also apply and their omission here is not
be construed as exclusions.
State Laws, Executive Orders, Regulations,
and Guidelines:
- The Washington State Law Against
Discrimination (RW 49.60) and regulations established by the
Washington State Human Rights Commission, including:
- Pre-Employment Inquiries (WAC 162.2);
- Employment Discrimination (WAC
162.16);
- Discrimination on the Basis of Age (WA
162.20);
- Public Accommodations (WAC 162.26);
and
- Discrimination on the Basis of Sex (WA
162.30)
- With respect to the architectural
standards for accessibility under Section 504 of the Rehabilitation
Act; Washingtonian state Building Code, (RCW 19.27); and the
Washington State Rules and Regulations for Barrier Free Design, (W
51.10)
NOTE: The 1992 Washington State Legislature
has enacted changes to some of these laws.
SUPERCEDES:
Policy 3445 in the Methods of
Administration document approved in October, 2001. Minor changes have been
made and are noted in Italics.
WEBSITE:
http://www.wa.gov/esd/policies
DIRECT INQUIRIES
TO ONE OF THE FOLLOWING:
Glenda Burch, Program
Coordinator
OR
Evelyn Rodriguez, State EO Officer
Employment Security
Department
Employment Security Department
Employment and Training
Division
Administrative Services Division
Workforce Investment Act – Title
1-B
P.O. Box 9046, Mailstop
6000
P.O. Box 9046, Mailstop
6000
Olympia, WA
98507-9046
Olympia, WA
98507-9046
Email: erodriguez@esd.wa.gov
Email: gburch@esd.wa.gov
Telephone: (360) 902-9534
Telephone: (360)
438-3263
Fax: (360) 902-9570
Fax: (360)
438-3174
OR
Kintu Nnambi
Employment Security Department
Administrative Services Division
P.O. Box 9046, Mailstop 6000
Olympia, WA 98507-9046
Email: knnambi@esd.wa.gov
Telephone: (360) 902-9530
Fax: (360) 902-9570
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