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Workforce Investment Act Title
I-B
Washington State Policies

SECTION C: General Administration
Grantees, subrecipients, and contractors funded under
the Workforce Investment Act, (WIA) whether in whole or in part, must
abide by the Workforce Investment Act of 1998, the WIA Regulations, all
applicable Office of Management and Budget (OMB) circulars, state
regulations in laws and rules (Revised Code of Washington and Washington
Administrative Code), Office of Financial Management (OFM) policies, and
the Washington State WIA policies.
EFFECTIVE DATE
WIA POLICY NUMBER
SUBJECT |
May 31, 2001
3405
Procurement and Selection of Service Providers |
BACKGROUND |
POLICY | DEFINITIONS
| REFERENCES
SUPERSEDES | WEBSITE | INQUIRIES
BACKGROUND
None.
POLICY
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This policy is applicable to the procurement of
goods and services obtained through funds provided under the Workforce
Investment Act (WIA). Local Workforce Development Councils (WDC)s
should adhere to the principles set forth in the applicable section of
the law and regulations related to selection of One-Stop Operators,
awarding of contracts under WIA Title I-B Adult and Dislocated Worker
funding provisions, and awarding of contracts for Youth Service
provision under Title I-B.
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Procurement standards shall ensure fiscal
accountability and prevent waste, fraud, and abuse in WIA programs.
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The state shall follow the Revised Code of
Washington (RCW) and the Washington Administrative Code (WAC) for
procurement provided no conflict with the WIA Law and regulations
exists. (RCW 39.29 for personal services, RCW 43.19 for purchased
services, and RCW 39.34 for interagency agreements.)
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The WDCs will establish procurement policies and
procedures in accordance with applicable state and local laws, rules,
and regulations, provided no conflict exists with WIA. The local plan
must include a description of the competitive process to be used to
award grants and contracts for activities under Subtitle I of WIA (20
CFR 661.350), including the process to be used to procure training
services that are made as exceptions to the Individual Training
Account process (WIA Section 134 (d)(4)(G)).
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The WDCs will select One-Stop Operators (20 CFR
662.410) through designation or certification through a competitive
bid process, or under an agreement between the local council and a
consortium of entities that include at least three or more of the
required One-Stop partners identified at 20 CFR 662.200 (WIA Section
121 (d)(2)(A)).
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Contracts to provide core and intensive services
are authorized under WIA Title I-B. This would be as a part of those
specified in the Memorandum of Understanding or Resource Sharing
Agreement, between partners and the local council (WIA Section 121 (c)
(1) and (2)). OMB Circular A-87 establishes principles and standards
for determining costs for Federal awards carried out through grants,
cost reimbursement contracts, and other agreements with state and
local governments, and federally-recognized Indian tribal governments.
OMB Circular A-122 establishes principles for determining costs of
grants, contracts, and other agreements with non-profit organizations
and should be used in procuring contracts for the delivery of core
services from non-profit organizations. Contracts for core services
will be awarded on a competitive basis, or awarded to a designated
One-Stop Operator, or members of the consortium.
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Workforce Investment Act (WIA) training services
for adult and dislocated workers are financed and provided through the
use of Individual Training Account (ITA) vouchers except under the
three conditions described in WIA Section 134 (d)(4)(G)(ii) and 20 CFR
663.430 (a). The WDCs may only provide training services under 20 CFR
663.430 if they receive a waiver from the Governor and meet the
requirements of 20 CFR 661.310 and WIA Section 117 (f) (1) or WIA
Section 134 (d)(4)(G).
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From funds allocated under WIA Section 128 (b)
paragraph 1(a)(A) or (3) to a local area, the local board shall
identify eligible providers of youth activities and shall award grants
or contracts on a competitive basis, based on the recommendations of
the youth council and on the criteria contained in the state plan, to
the providers to carry out the activities, and shall conduct oversight
with respect to the providers, in the local area (WIA Section 123).
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The WDA establishes limitation on the use of funds
under Title I-B. No funds available under this title shall be used for
employment generating activities, economic development activities,
investment in revolving loan funds, capitalization of businesses,
investment in contract bidding resource centers, and similar
activities that are not directly related to training for eligible
individuals under this title. No funds available under Subtitle B
shall be used for foreign travel (WIA Section 181 (e)).
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20 CFR 661.310 restricts the provision of core and
intensive services by the local board and by the staff of the local
board. In addition, should the local board or its staff wish to be a
one-stop operator, they must obtain state approval. Youth services, as
described in paragraph 8 of this policy, must be competitively
procured. If a local board or its staff wish to provide any of the
above WIA Title I-B services, a "firewall" must be in place
sufficient to avoid both the actual and the appearance of a conflict
of interest.
DEFINITIONS
None.
REFERENCES
All fiscal policies and guidance letters published
for WIA are governed, as appropriate, under:
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WIA, Section 134 (d)(4)(G), 121(c)(1) and (2), 121
(d)(2)(A), 181 (e), 117 (f)(1), 128 (b)(1), and 123
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20 CFR 661.350
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20 CFR 662.410
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20 CFR 662.200
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20 CFR 663.430
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20.CFR 661.310
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OMB Circular A 110 (Administrative Requirements) 29
CFR 95
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OMB Circular A 102 (Administrative Requirements) 29
CFR 97
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OMB Circular A-122: Cost Principles for Non
Profits;
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OMB Circular A-133: Audit of State and Local
Government;
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OMB Circular A-133: Compliance Supplement;
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OMB Circular A- 21: Cost Principles for Education
Institutions;
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OMB Circular A- 87:Revised Cost Principles for
State and Local Government and Indian Tribal Government
SUPERSEDES
None. This communication is new.
WEBSITE
http://www.wa.gov/esd/policies
DIRECT INQUIRIES TO
Kim Anensen, Manager
Employment Security Department
P.O. Box 9046, MS 6000
Olympia, WA 98507-9046
E-Mail: kanensen@esd.wa.gov
Telephone: (360) 902-9525
FAX: (360) 902-9520
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